This presentation outlines the new and long awaited licensing requirements from the SEC/FINRA pertaining to Fairness Opinion Issuers, Insolvency Opinions, Restructuring Services and M&A practitioners and firms. Every practitioner in each of these disciplines should be aware of the ramifications of the new rule and licensing requirements. In one way or another this has been coming for years through the efforts of the ABA and many other organizations including founding members of MMIBA.

For the requirements to obtain CPE, click here.